JD Supra

Videocast: Asset management regulation in 2020 videocast series – Private fund regulatory developments

In this Bottom Line videocast, Michael Koffler and Michael Voynich discuss: A brief history of the current rules and the proposed changes to the Advertising Rule and the Solicitation Rule. The ...
JD Supra

Videocast: Asset management regulation in 2020 videocast series – SEC enforcement

In this Bottom Line videocast, Brian Rubin and Adam Pollet discuss: Cash sweeps and reverse churning. Retirement plans and 403(b) and 457 plans. Regulation Best Interest. Cash sweeps and reverse ...